K3293 - Risk Compliance Executive - UK Coventry / West Midlands (Hybrid) - Asset Finance

Job title: K3293 - Risk Compliance Executive - UK Coventry / West Midlands (Hybrid) - Asset Finance
Location: Coventry
Function: Legal / Compliance,
Salary: £40,000 - £50,000 plus excellent bonus and benefits
Reference: K3293
Contact email: careers@newleafsearch.com
Contact phone: 0203 740 7222
Job Published: February 05, 2024

Job description

K3293 - New Leaf Search has partnered with an international bank based specialist financial services organisation in its search for a Risk Compliance Executive. You will be responsible for managing the risk control framework, including the documentation of controls, the timely execution and monitoring of testing activities, management reporting, training members and maintaining the completeness, accuracy, and timeliness of updates to the system. The role also has responsibility for the documentation, coordination, and monitoring of Segregation of Duty activities and will assist the Compliance and Risk teams with AML activities.

Salary: £40,000 - £50,000 plus excellent bonus and benefits. Location: UK Coventry / West Midlands (Hybrid)

KEY RESPONSIBILITIES:

  • Provide training on Governence, Risk and Compliance system to all local users as required

  • Monitor user activity in respect to compliance.

  • Ensure all risk control framework tasks are completed by the deadline.

  • Maintain quality of control documentation and testing results.

  • Monitor remediation on ineffective controls and reporting.

  • Assist in auditor communication, including queries regarding the segregation of duties and Electronic Audit Evidence approach.

  • Monitor finding and action plan management including process and quality.

  • Assist in cascading and implementing the updated Global Controls Risk Framework.

  • AML compliance coordination.

PERSON SPECIFICATION:

  • Experience of working in financial services or asset finance preferred.

  • Degree-level educated, in Business, Finance, Economics or equivalent relevant experience.

  • Minimum 5 years working experience in Finance, Risk, Audit, Control or Compliance domain.

  • Background within Internal Audit or a Regulatory Environment advantageous.

  • Knowledge and understanding of Compliance, in respect of AML obligations preferred.

This is a great opportunity to join a leading financial services company offering realistic career progression.

We strongly favour applicants with proven, relevant experience in Financial Services; particularly Asset Finance and Leasing.

You will also require relevant IN-COUNTRY experience; without which, your application will NOT be considered.

Contact us for a confidential discussion.

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Consultant

Katherine Amin

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